Our Team

OUR TEAM IS YOUR TEAM

Working together as a team is important. Each member of our team specializes in an area of discipline: portfolio management, lending, closed-end funds, fixed income, mutual funds managements, and trading/options. We are a diverse group. Our education, diversity, experience and culture are our strengths as we come together with a sincerity of purpose: to build a secure financial plan for your future and that of your family. Each of us has a distinct role in developing your financial plan. We are a well-defined team with well-defined goals.

Steve G. Kanteliotis

Steve G. Kanteliotis

Managing Director - Investments

Stephen H. Gitter

Stephen H. Gitter

Senior Vice President - Investments

Thomas Penrose

Thomas Penrose

Managing Director - Investments

Frank Brodsk

Frank Brodsky

Senior Vice President - Investments

David M. Engel

David M. Engel, CFP®

Senior Vice President - Investments

Frederick G. (Rick) Daniels

Frederick G. (Rick) Daniels

Financial Advisor

Gladys Jackson

Gladys Jackson

Senior Client Associate

Tamara N. Morton

Tamara N. Morton

Registered Client Associate